Regulatory Disclosures

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Virtu Americas LLC is a member of FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is (301) 590-6500 and the website address is www.finra.org.

SECURITIES INVESTOR PROTECTION CORPORATION

Virtu Americas LLC is a member of Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is (202) 371-8300 and the website address is www.sipc.org

CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING:

Matthew Levine
Chief Compliance Officer
Virtu Financial, Inc.
One Liberty Plaza, 6th Floor
New York, NY 10006

Compliance Department (212) 588-4090

Virtu Global Disclosures & Regulatory Reporting

Virtu Operating Business Subsidiaries

Virtu Customer Privacy Notice

Virtu Financial Ireland Limited

Introduction

Virtu Financial Ireland Limited (“VFIL”) is a limited company registered in Ireland (No. 471719). The registered office of VFIL is Whitaker Court, Whitaker Square, Sir John Rogerson’s Quay, Dublin 2, Ireland. Directors C. McCreavy (Irish), D. McGeough (Irish), D. Carbery (Irish), D. Furlong (Irish), A. Foley (Irish) and B. Fairclough (American). VFIL is authorised and regulated by the Central Bank of Ireland. VFIL operates a branch in London, England (No. FC035106) which is deemed authorised and regulated by the Financial Conduct Authority (FRN: 587056). The nature and extent of consumer protections may differ from those for firms based in the UK. Details of the Temporary Permissions Regime, which allows EEA-based firms to operate in the UK for a limited period while seeking full authorisation, are available on the Financial Conduct Authority’s website. The registered office of the VFIL London branch is Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY, United Kingdom.

Execution Policy
Authorised Signatory List

Authorised Signatory List will be provided on request to legal-eu@virtu.com

Virtu Financial, Inc. SEC Filings
Financial Statements

Will be provided on request to legal-eu@virtu.com

Pillar 3 Disclosure
VFSI RTS 27 Execution Quality Disclosures
RTS 28 Best Execution Disclosures
UK Modern Slavery Act Statement

Virtu ITG Global Regulatory Disclosures

Business Continuity Plan
Customer Identification Program

IMPORTANT INFORMATION YOU NEED TO KNOW ABOUT OPENING A NEW ACCOUNTImportant Information you need to know about opening a new account.

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person or entity that opens an account.

This notice answers some questions about ITG’s Customer Identification Program.

WHAT TYPES OF INFORMATION WILL I NEED TO PROVIDE?

When you open account at ITG Inc., we are required to collect the following information:

– Legal name

– Business address

– Tax identification number

– Other information that will allow us to identify you

We may request additional identifying documents, such as principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, partnership agreement or trust agreement.

U.S. Department of the Treasury, Securities and Exchange Commission, FINRA and New York Stock Exchange rules already require you to provide most of this information. These rules also may require you to provide additional information.

WHAT HAPPENS IF YOU DON’T PROVIDE THE INFORMATION REQUESTED OR YOUR INSTITUTION’S IDENTITY CAN’T BE VERIFIED?

ITG Inc. may not be able to open an account or carry out transactions for your firm. If ITG Inc. has already opened an account for your firm, we may have to close it.

We thank you for your patience and hope that you will support the financial industry’s efforts to deny terrorists and money launderers access to America’s financial system

Virtu ITG Asia Pacific Regulatory Disclosures

POSIT Guidelines Hong Kong
POSIT Information Australia

Virtu ITG Canada Regulatory Disclosures

Introduction

Securities products and services provided to Canadian investors are offered by Virtu ITG Canada Corp., member of the Investment Industry Regulatory Organization of Canada (www.IIROC.ca) and the Canadian Investor Protection Fund (www.CIPF.ca).

Virtu ITG Canada Corp. is an Investment Dealer registered with the securities regulatory authorities in each of Alberta, British Columbia, Manitoba, Newfoundland and Labrador, New Brunswick, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, Québec, Saskatchewan and Yukon.

Anti-Money Laundering, Anti-Terrorist Financing and Sanctions Statement
Best Execution and Order Handling Disclosure
Complaint Handling
Conflicts of Interest Disclosure
Disclosures of Related Registrants
Trade-Matching Statement
Disclosure Statements for Futures and Options

Virtu ITG Canada Accessibility

Virtu ITG Europe Limited Regulatory Disclosures

Introduction

Virtu ITG Europe Limited (“VIEL”) is a limited company registered in Ireland (No. 283940) with a share capital of £50,000,000). The registered office of VIEL is Whitaker Court, Whitaker Square, Sir John Rogerson’s Quay, Dublin 2, Ireland. Directors K. O’Doherty (Irish), R. Boardman (British), D. Carbery (Irish), D. Furlong (Irish) and B. Fairclough (American). VIEL is authorised and regulated by the Central Bank of Ireland. VIEL operates POSIT®, the multilateral trading facility. VIEL operates a branch in London, England (No. BR017810) which is deemed authorised and regulated by the Financial Conduct Authority (FRN: 206814). The nature and extent of consumer protections may differ from those for firms based in the UK. Details of the Temporary Permissions Regime, which allows EEA-based firms to operate in the UK for a limited period while seeking full authorisation, are available on the Financial Conduct Authority’s website. VIEL operates a MiFID branch in Paris, France (No. 480281609) which is registered with the Banque de France. The registered office of the VIEL London branch is Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY, United Kingdom. The registered office of the VIEL French Branch is 25 rue du 4 Septembre, 75002, Paris, France.

POSIT MTF Rules
POSIT MTF Participant Manual
POSIT MTF Market Notice
POSIT MTF Universe file
POSIT MTF Guidance
POSIT MTF Fees
POSIT MTF FIX and Connectivity Guidance
POSIT RFQ Rules of Engagement
Virtu ITG Europe Limited Order Execution Policy
Virtu ITG Europe Limited Pillar III Disclosures
RTS 27 Disclosure
RTS 28 Disclosure
UK Modern Slavery Statement
UK Tax Strategy Statement

Virtu ITG UK Limited

Introduction

Virtu ITG UK Limited (“VIUK”) is a limited company registered in England No. 03791083). The registered office of this company is Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY, United Kingdom. Directors J. Holland (British), R. Boardman (British) and D. Furlong (Irish). VIUK operates POSIT UK®, the multilateral trading facility. VIUK is authorised and regulated by the Financial Conduct Authority (FRN: 572389).

POSIT MTF UK User Guide
POSIT MTF UK Fix and Connectivity Guide
POSIT MTF UK Rulebook
POSIT MTF UK Participant Manual
POSIT UK MTF Universe File
UK Modern Slavery Act Statement

Email Disclosure and Disclaimers

Email Disclosure and Disclaimers

This message, and any attachments, is for use only by the intended recipients. This communication may contain information that is confidential, constitutes attorney work product, is privileged, or otherwise protected from disclosure. If you have received this message in error, Virtu requests that you notify us immediately, and that you immediately delete and do not review, copy, retain, or disseminate the message or its attachments.

Securities products and services are offered by the following subsidiaries of Virtu Financial Inc.  In the U.S. by Virtu Americas LLC, member FINRA and SIPC; in Canada by Virtu ITG Canada Corp., member IIROC and CIPF; in Europe by Virtu ITG Europe Limited and by Virtu Financial Ireland limited, each are authorised and regulated by the Central Bank of Ireland; in Asia by Virtu ITG Hong Kong Limited, Virtu ITG Singapore Pte Limited, and Virtu ITG Australia Limited.

Canadian Recipients: Virtu believes that it has your implied consent to receive electronic communications as you are either an existing client of Virtu ITG Canada Corp., or its affiliates, or your email address was made available to Virtu.  However, if you wish to stop receiving electronic communications from Virtu, please click here to register your request:  please click here.  Please note that we may not be able to accommodate this request for existing clients, where Virtu is required under securities laws or any other applicable regulations to send certain electronic communications related to your account.

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