FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Virtu Americas LLC is a member of FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is (301) 590-6500 and the website address is www.finra.org.
SECURITIES INVESTOR PROTECTION CORPORATION
Virtu Americas LLC is a member of Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is (202) 371-8300 and the website address is www.sipc.org
CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING:
Chief Compliance Officer
Virtu Financial, Inc.
One Liberty Plaza, 6th Floor
New York, NY 10006
Compliance Department (212) 588-4090
Virtu Global Disclosures & Regulatory Reporting
Virtu Operating Business Subsidiaries
Virtu Customer Privacy Notice
Virtu Financial Ireland Limited
When we begin business with a new client we send out a welcome pack containing important information about our services, some of which is required by law. The information referred to in this pack can be found below. We may update it from time to time.
Any questions? Email our legal team on email@example.com
Authorised Signatory List will be provided on request to firstname.lastname@example.org
Will be provided on request to email@example.com
Virtu ITG Global Regulatory Disclosures
IMPORTANT INFORMATION YOU NEED TO KNOW ABOUT OPENING A NEW ACCOUNTImportant Information you need to know about opening a new account.
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person or entity that opens an account.
This notice answers some questions about ITG’s Customer Identification Program.
WHAT TYPES OF INFORMATION WILL I NEED TO PROVIDE?
When you open account at ITG Inc., we are required to collect the following information:
– Legal name
– Business address
– Tax identification number
– Other information that will allow us to identify you
We may request additional identifying documents, such as principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, partnership agreement or trust agreement.
U.S. Department of the Treasury, Securities and Exchange Commission, FINRA and New York Stock Exchange rules already require you to provide most of this information. These rules also may require you to provide additional information.
WHAT HAPPENS IF YOU DON’T PROVIDE THE INFORMATION REQUESTED OR YOUR INSTITUTION’S IDENTITY CAN’T BE VERIFIED?
ITG Inc. may not be able to open an account or carry out transactions for your firm. If ITG Inc. has already opened an account for your firm, we may have to close it.
We thank you for your patience and hope that you will support the financial industry’s efforts to deny terrorists and money launderers access to America’s financial system
Virtu ITG Asia Pacific Regulatory Disclosures
Virtu ITG Canada Regulatory Disclosures
Securities products and services provided to Canadian investors are offered by Virtu ITG Canada Corp., member of the Investment Industry Regulatory Organization of Canada (www.IIROC.ca) and the Canadian Investor Protection Fund (www.CIPF.ca). Virtu ITG Canada Corp. is registered as an Investment Dealer in the provinces of Ontario, Quebec, British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick and Nova Scotia. Virtu ITG Canada Corp. is a subsidiary of Virtu Financial, Inc.
Virtu ITG Canada Accessibility
Virtu ITG Europe Limited Regulatory Disclosures
ITG® is a global brand that, in Europe, refers to Investment Technology Group Ventures Limited (ITGVL) (Registered in Ireland No. 295549), Investment Technology Group Limited (“ITGL”) (Registered in Ireland No. 283940) and/or its wholly owned subsidiary, Investment Technology Group Europe Limited (“ITGEL”) (Registered in Ireland No. 283939).
The registered office of these companies is First Floor, Block A, Georges Quay, Dublin 2, Ireland. ITGL is authorised and regulated by the Central Bank of Ireland. ITGL operates POSIT®, the multilateral trading facility. ITGL operates a branch in London, England (No. BR017810) which is registered with the UK Financial Conduct Authority and a branch in Paris, France (No. 480281609) which is registered with the Banque de France.
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- RTS 27 Q1 2018 Disclosures
- RTS 27 Q3 2018 Disclosures
- RTS 27 Q4 2018 Disclosures
- RTS 27 Q1 2019 Disclosures
- RTS 27 Q2 2019 Disclosures
- RTS 27 Q3 2019 Disclosures
- RTS 27 Q1 2020 Disclosures
- RTS 27 Q2 2020 Disclosures
Virtu ITG UK Limited
Email Disclosure and Disclaimers
This message, and any attachments, is for use only by the intended recipients. This communication may contain information that is confidential, constitutes attorney work product, is privileged, or otherwise protected from disclosure. If you have received this message in error, Virtu requests that you notify us immediately, and that you immediately delete and do not review, copy, retain, or disseminate the message or its attachments.
Securities products and services are offered by the following subsidiaries of Virtu Financial Inc. In the U.S. by Virtu Americas LLC, member FINRA and SIPC; in Canada by Virtu ITG Canada Corp., member IIROC and CIPF; in Europe by Virtu ITG Europe Limited and by Virtu Financial Ireland limited, each are authorised and regulated by the Central Bank of Ireland; in Asia by Virtu ITG Hong Kong Limited, Virtu ITG Singapore Pte Limited, and Virtu ITG Australia Limited.
Canadian Recipients: Virtu believes that it has your implied consent to receive electronic communications as you are either you are either an existing client of Virtu ITG Canada Corp., or its affiliates, or your email address was made available to Virtu. However, if you wish to stop receiving electronic communications from Virtu, please click here to register your request: please click here. Please note that we may not be able to accommodate this request for existing clients, where Virtu is required under securities laws or any other applicable regulations to send certain electronic communications related to your account.