Comment Letters

2022 Comment Letters

September 30, 2022
Virtu Comment Letter on Exemption for Certain Exchange Members

August 26, 2022
Virtu Comment Letter on U.S. Department of the Treasury’s Request for Public Comment on Additional Transparency for Secondary Market Transactions of Treasury Securities

August 23, 2022
Virtu Comment Letter on Proposed FINRA Rule Change to Adopt Residential Supervisory Locations

June 22, 2022
Virtu Comment Letter on Proposed Amendments to NMS Plan for CAT Fees

June 13, 2022
Virtu Comment Letter on SEC’s Proposed SPAC Rules

May 27, 2022
Virtu Comment Letter on SEC’s Dealer Definition Proposal

May 11, 2022
Virtu Comment Letter on CFTC’s Request for Comment on FTX’s DCO Amendment

May 9, 2022
Virtu Comment Letter on FINRA’s Solicitation for Comment on Complex Products

May 9, 2022
Virtu Comment Letter on SEC’s Proposed Cybersecurity Disclosure Requirements

April 26, 2022
Virtu Comment Letter on SEC’s Short Position and Short Activity Reporting Proposal

April 18, 2022
Virtu Comment Letter on SEC’s Proposal to Amend the Definition of “Exchange” under Exchange Rule 3b-16, Reg ATS, and Reg ATS-N

April 11, 2022
Virtu Comment Letter on SEC’s Proposal to Shorten the Securities Transaction Settlement Cycle

April 04, 2022
Virtu Comment Letter on Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (GBTC) ETF

March 29, 2022
Virtu Comment Letter on SEC’s Proposals to amend Rule 10b5-1 and Share Repurchase Disclosures

January 26, 2022
Virtu Comment Letter on SEC’s Order Instituting Proceedings on IEX’s Market Data Fee Filing

January 2, 2022
Virtu Comment Letter on ESMA’s Call for Evidence on the European Commission’s mandate on aspects relating to retail investors protection

2021 Comment Letters

December 22, 2021
Virtu Comment Letter on SEC’s Proposed Rule on Proxy Voting Advice

September 28, 2021
Virtu Comment Letter on SEC’s Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices

September 20, 2021
Petition for Rulemaking to Amend SEC Rule 605

June 10, 2021
Real Price Improvement; Investor Advisory Committee; U.S. Securities and Exchange Commission

May 28 2021
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail

May 10, 2021
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP

January 27, 2021
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by the Plan Participants

 

Top