Comment Letters

2023 Comment Letters

January 29, 2024
Virtu’s Comment Letter on NYSE’s Proposed Enhancements to its DMM Program

December 4, 2023
Virtu’s Comment Letter on CSA/CIRO Request for Feedback on SEC Market Structure Proposals

October 10, 2023
Virtu Comment Letter on SEC’s Predictive Data Analytics Proposal

August 24, 2023
Virtu’s Supplemental Comment Letter on SEC’s Best Execution and Order Competition Proposals

August 23, 2023
Virtu’s Comment Letter on Nasdaq’s Reverse Split Notification and Disclosure Rule Proposal

August 11, 2023
Virtu’s Comment Letter on FINRA Liquidity Risk Management Rule Proposal

August 1, 2023
Virtu’s Comment Letter on FINRA Residential Supervisory Location Proposal

July 31, 2023
Virtu’s Comment Letter on FINRA 605 Proposal

July 13, 2023
Virtu’s Comment Letter on Proposed Amendment to the National Market System Plan Governing the Funding of the Consolidated Audit Trail

June 13, 2023
Virtu’s Comment Letter on Proposed Amendments to Reg SCI

June 13, 2023
Virtu’s Comment Letter on SEC’s Reg ATS Proposal

June 12, 2023
Virtu’s Update on SEC’S No Action on Research Unbundling

April 20, 2023
Growing Consensus Supports Phased & Limited SEC Reforms

March 30, 2023
Virtu Comment Letter on SEC’s Proposed Amendments to Regulation NMS

March 30, 2023
Virtu Comment Letter on SEC’s Proposed Amendments to Enhance Disclosure of Order Execution Information

March 30, 2023
Virtu Comment Letter on SEC’s Proposed Regulation Best Execution

March 30, 2023
Virtu Comment Letter on SEC’s Proposed Order Competition Rule

March 24, 2023
Joint Comment Letter on SEC Proposals by Cboe, State Street, T. Rowe Price, UBS, and Virtu

February 24, 2023
Virtu Comment Letter in Support of SIFMA’s Request to Extend Comment Period on Four Rule Proposals

February 21, 2023
Virtu Comment Letter on CSA’s Consultation Paper for Access to Real-Time Market Data

February 14, 2023
Virtu Comment Letter on SEC’s Proposed Open-End Fund Rules

2022 Comment Letters

September 30, 2022
Virtu Comment Letter on Exemption for Certain Exchange Members

August 26, 2022
Virtu Comment Letter on U.S. Department of the Treasury’s Request for Public Comment on Additional Transparency for Secondary Market Transactions of Treasury Securities

August 23, 2022
Virtu Comment Letter on Proposed FINRA Rule Change to Adopt Residential Supervisory Locations

June 22, 2022
Virtu Comment Letter on Proposed Amendments to NMS Plan for CAT Fees

June 13, 2022
Virtu Comment Letter on SEC’s Proposed SPAC Rules

May 27, 2022
Virtu Comment Letter on SEC’s Dealer Definition Proposal

May 11, 2022
Virtu Comment Letter on CFTC’s Request for Comment on FTX’s DCO Amendment

May 9, 2022
Virtu Comment Letter on FINRA’s Solicitation for Comment on Complex Products

May 9, 2022
Virtu Comment Letter on SEC’s Proposed Cybersecurity Disclosure Requirements

April 26, 2022
Virtu Comment Letter on SEC’s Short Position and Short Activity Reporting Proposal

April 18, 2022
Virtu Comment Letter on SEC’s Proposal to Amend the Definition of “Exchange” under Exchange Rule 3b-16, Reg ATS, and Reg ATS-N

April 11, 2022
Virtu Comment Letter on SEC’s Proposal to Shorten the Securities Transaction Settlement Cycle

April 04, 2022
Virtu Comment Letter on Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (GBTC) ETF

March 29, 2022
Virtu Comment Letter on SEC’s Proposals to amend Rule 10b5-1 and Share Repurchase Disclosures

January 26, 2022
Virtu Comment Letter on SEC’s Order Instituting Proceedings on IEX’s Market Data Fee Filing

January 2, 2022
Virtu Comment Letter on ESMA’s Call for Evidence on the European Commission’s mandate on aspects relating to retail investors protection

2021 Comment Letters

December 22, 2021
Virtu Comment Letter on SEC’s Proposed Rule on Proxy Voting Advice

September 28, 2021
Virtu Comment Letter on SEC’s Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices

September 20, 2021
Petition for Rulemaking to Amend SEC Rule 605

June 10, 2021
Real Price Improvement; Investor Advisory Committee; U.S. Securities and Exchange Commission

May 28 2021
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail

May 10, 2021
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP

January 27, 2021
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by the Plan Participants

 

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