Comment Letters

2021 Comment Letters

June 10, 2021
Real Price Improvement; Investor Advisory Committee; U.S. Securities and Exchange Commission

May 28 2021
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail

May 10, 2021
Notice of Proposed Change and Request for Comment – Change to the MATCHNow Trading System – TriAct Canada Marketplace LP

January 27, 2021
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by the Plan Participants

 

2019 Comment Letters

June 25, 2019
NYSE Mahwah Roof 

April 25, 2019
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services

February 20, 2019
Public Consultation on Change to Rule for Registration of Cross Orders in Exchange Environment

November 11, 2020
Joint Industry Plan; Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data

August 28, 2020
NYSE Rule Filings Seeking SEC Approval to Establish Fee Schedules for the Provision of Wireless Connections

May 26, 2020
Proposed Rule on Market Data Infrastructure

April 24, 2020
Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment Advisers Regarding Retail Customersí Transactions in Certain Leveraged/Inverse Investment Vehicles

March 10, 2020
NYSE Rule Filing Seeking SEC Approval to Establish Fee Schedules for the Provision of Wireless Connections

February 25, 2020
Proposed Order Directing the Exchanges and the Financial Industry Regulatory Authority to Submit a New Market System Plan Regarding Consolidated Equity Market Data

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